Home Page

Directory

Investor Education &
Fraud Prevention

For Military
Protect Alabama Troops

News Releases

Annual Reports/
News Letters
 

Administrative
Actions


Statutes, 
Regulations
& Policies

Alabama Filing Requirements

Complaints

Helpful Web Sites
For Investors

 

 INVESTOR ALERTS

  • 03/12/2014 - Alabama Securities Commission Issues Investor Advisory Concerning BITCOINs and Iraqi Dinar Issues.
    02/25/2014
    - Alabama Securities Commission Issues Investor Advisory on BITCOIN Digital Currency.
    04/02/2013 - Alabama Securities Commission Issues Investor Advisory on Private Placement Offerings.
    04/02/2013 - Are You An Informed Investor - Private Placement Offerings
    03/05/2013 - Alabama Investors Cautioned About Possible Fraud Tied to Foreign-based Unregistered Investment Contracts.
    08/21/2012 - Laws Provide Con Artists with Personal Economic Growth Plan.  Alabama Securities Commission Identifies Emerging and Persistent Investor Threats.

    09/07/2011 - Alabama Securities Commission Cautions Investors About Social Networking Fraud.  Social Networking Alert

  • 08/23/2011 - Cons Find Profit in Get-Rich-Quick Schemes Tied to Economic Uncertainty.

  • 05/13/2011 - Beware of Investment Scams Spawned From Disasters.

  • 10/20/2010 - Beware of Gold-Related Investments

  • 08/03/2010 - ASC Identifies Investor Traps for 2010

  • 10/26/2009 - Current Internet "Phishing" Scams Target ARS Investors in Alabama.

  • 07/08/2009 - European-based Financial Website May be Investor Trap

  • 05/13/2009 - ASC Identifies Popular Scams for 2009

  • 05/11/2009 - Beware of Questionable Debt management

  • 03/06/2009 - Alleged Certificate of Deposit Investment Scheme.

  • 10/12/2007 - Top Securities Cop Warns Alabamians about Current Schemes/Scams

  • 01/11/2007 - "New - Oil and Gas Investor Alert

  • 06/16/2006 - Watch Out For These Five Investor Traps "NOW"

  • 03/20/2006 - Five scams to watch out for now!

  • 09/09/2005EMERGENCY ORDER Due To Hurricane Katrina

  • 08/22/2005 - Investment Alert - Alabama Securities Commission Advises Investors to Beware of Hurricane-Related Scams.

  • 08/05/2005 - Warning to Citizens:  PIPS, PURE, and PIC have been ordered to Cease and Desist business in Alabama.

  • 07/28/2005 - Commission Warns Investors to Beware of Phony Regulators - Foreign investors getting a bad deal, in any language.

  • 05/13/2005 - Warning to Alabama Citizens: Angel Construction, Inc., Angel Homes, and Angel Investments have been ordered to Cease and Desist Business.

  • 03/04/2005 - Warning to Alabama Citizens About Possible Illegal Offer and/or Sale of Securities by CARUBA INTERNATIONAL, LLC. and TRADEWIND HOLDING COMPANY

  • 02/08/2005 - Be on Alert for Investment Offerings from Premium Income Corp, Tri-Forex International, LTD and Suspected Key Associates Listed Below.

  • 10/29/2004 - Citizens Beware of Offers Via Internet from Liberty Assets, Inc. (LAI) & Mondale Trading and Foreign Shareholder Protection Department (FSPD).

  • 09/15/2004 - Unregistered Investment Companies Ordered to Cease and Desist (Raised $160 Million from Religious Organizations).

  • 08/13/2004 - OTC Telemarketing Scam.


  Privacy Statement  |  Contact Us