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12/27/2007 -
Alabama Securities Commission Searching for Potential Fraud Victims
in South Alabama.
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12/19/2007 - California Trio Arrested for Alleged Violations of
Alabama Securities Act.
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12/14/2007 - Rancher's Bond Revoked and Arrested Again for
Alleged Violations of Alabama Securities Act.
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12/14/2007 - Ryan O. Rancher Arrested for Alleged Violations of Alabama
Securities Act.
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12/04/2007 - Paul Haskell Lane, Jr. Arrested for Alleged Violations of the
Alabama Securities Act.
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10/31/2007 - Investors Cautioned to be Wary of Securities
Settlement Offers.
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10/22/2007 -
Alabama Securities Director Receives National Arbitration Bar
Association's Highest Award.
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10/15/2007 - Investor Alert – Notice of Possible Stock Scam
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10/12/2007 -
Joseph Borg Honored by North American Securities Administrators
Association
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10/12/2007 -
Top Securities Cop Warns Alabamians about Current Schemes/Scams.
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10/05/2007 -
Von Kanel Surrenders to Authorities to Begin Sentence for Securities
Fraud
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10/02/2007 - Father and Son (Butler Sr. and Jr.) Arrested for Alleged Violations of
the Alabama Securities Act.
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09/21/2007 -
Willie Joe and Linda D. Phillips Arrested for
Alleged Violations of Alabama Securities Act.
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09/20/2007 -
Alabama Securities Commission Director Honored for Contributions to
Alabama and U.S. Main Street Investors.
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09/02/2007 -
Ronald Dover Holland, Bibb County, Alabama Resident, Arrested for
Alleged Violations of Alabama Securities Act.
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07/11/2007 -
Joseph P. Borg Testifies to Congressional Panel Concerning IPO's of
Private Equity and Hedge Fund.
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07/03/2007 -
James F. Fitch Arrested for Alleged Violations of Alabama Securities
Act.
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05/31/2007 - Alabama Securities Commission
Director to Attend International Forum in Taiwan
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05/18/2007 -
Top Securities Cop in Alabama Addresses Senate Panel that Needs of
Investors Must Come First
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05/15/2007 - Alabama Securities Commission Identifies Top 10
Traps Facing Investors
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05/08/2007 - Von Kanel Pleads Guilty in Jefferson County to
Securities Fraud and Sale of Unregistered Securities.
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04/18/2007 - Keith Trawick is Arrested in Henry County, Alabama
for Alleged Violation of the Alabama Securities Act.
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04/17/2007 - Alabama Joins in National Investor Education
Initiative.
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03/29/2007 - Von Kanel Sentenced for the Sale of Unregistered Securities;
Faces Indictments in Jefferson County.
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03/28/2007 - Director of Alabama Securities Commission to Attend International
Securities Conference in India.
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03/21/2007 - Wayne H. Smith of Heflin, Alabama Pleads Guilty to Violations of
the Alabama Securities Act.
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03/19/2007 - Selma-Dallas County youth Learn Personal Finance Options, Enjoy
Capitol Visit.
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03/09/2007
- Identity Theft Assistance Center Joins Government
Officials at Groundbreaking of the National Computer Forensics
Institute.
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01/25/2007
- Director of Alabama Securities Commission Addresses
National Press Club In Washington, D.C. - A Pro-Investor Legislative
Agenda for the 110th Congress.
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01/22/2007
- Alabama Securities Commission Recognized by Governor
and State Auditor
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01/11/2007
- State Securities Regulator Warns Against Slippery Oil
Deals, Oil Patch Scams Remain Favored Ploy to Fleece Investors.
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01/10/2007 - State Securities Regulator Selected as Expert to
Participate on UN Panel.
