Current-News 2012

News Releases for 2012

04/24/2012 - South Carolina Resident (Michael Kevin Mullen) Sentenced In Alabama for Fraud in Connection with the Sale of Securities.
04/11/2012 - ALERT - Alabama Securities Commission Warns of Dangers of Lottery and Sweepstakes Scams.
04/04/2012 - Lee County Resident (Thomas Washington Campbell, III) Arrested and Charged With Alleged Securities Act Violations.
03/27/2012 - Former Montgomery County Resident (Darren O'Neal Maull) Sentenced for Securities Violations.
03/05/2012 - California Resident (Peter George Szondy) Enters Guilty Plea for Alabama Securities Act Violations; Second Man (Louis John Mensonides) was Extradited to Alabama on Similar Charges.
02/28/2012 - Mississippi Resident (George Louis McCaw) Pleads Guilty to Securities Fraud in Baldwin County.
02/24/2012 - Shelby County Resident (Lysle John Fleming) Arrested Again for Alabama Securities Violations.
02/22/2012 - Hon. Governor Bentley signs proclamation for Alabama Saves Week, Feb. 19-26.
02/21/2012 - ALERT - All Morgan Keegan Bond Fund Investors
02/17/2012 - One of five charged (Michael David Judd) pled guilty to crime relating to Synergy Finance Group, LLC.
02/10/2012 - TEN-HUT! Updated "Financial Field Manual" for Military Families' Personal Finances Now Available From Alabama Securities Commission.
02/06/2012 - Alabama securities Commission Announces Key Appointments and Administrative Changes.
02/06/2012 - Jefferson County Woman (Katherine Hope Lane), Michigan Man (Michael W. Pahl Sr.) Plead Guilty to Alabama Securities Act Violations.
02/06/2012 - One Alabama Resident (Ann Forehand), Two Florida Residents (Debra C. Myers, Lynn Haven) Indicted for Alabama securities Act Violations.
01/24/2012 - Former Blount County Man Pleads Guilty to Alabama Securities Act Violations.
02/01/2012 - Alabama Securities Commission Cautions investors Not to Stumble When Interest Rates Fall Flat

For comments and/or suggestions contact
Education and Public Affairs Manager at:
dlord@asc.alabama.gov