News Releases
Links to older news articles can be found in the News Archives Section.

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 Date 
1.  2-10-2018 Authorities Worldwide Highlight Risk Around Investments
2.  2-09-2018 AARP Launches “Interview an Advisor” Tool
3.  2-06-2018 Finra Fights to Overturn Merrill Broker’s Expungement Victory
4.  2-05-2018 New Ways to Prevent Elder Financial Abuse
5.  1-30-2018 Cybersecurity #1 Threat to Financial Advisors
6.  1-12-2018 Alabama Securities Commission Appoints Acting Deputy Director and Announces New Chief Litigation Counsel
7.  12-20-2017 Jefferson County, Alabama Man Indicted for Alleged Securities Fraud
8.  12-14-2017 ALABAMA SECURITIES COMMISSION ANNOUNCES TOP INVESTOR THREATS Promissory Notes, Real Estate Investments and Ponzi Schemes Top the List
9.  11-27-2017 Madison County, Alabama Man Indicted, Arrested for Alleged Violations of Alabama Securites Act
10.  10-30-2017 NASAA and Alabama Securities Commission Spotlights Warning Signs of Guardian Financial Abuse
11.  10-24-2017 Madison County, Alabama Woman Pleads Guilty, Sentenced for Illegal Investment Scheme
12.  10-11-2017 Alabama, Georgia Men Arrested for Alleged Violations of Alabama Securities Act
13.  9-26-2017 Alabama’s Joseph Borg Begins Third Term as NASAA President
14.  9-14-2017 INVESTOR ALERT: Alabama Securities Commission Issues Binary Options Advisory
15.  9-01-2017 Investor Alert: Watch Out for Scams in Wake of Hurricane Harvey
16.  9-01-2017 Muscle Shoals Insurance Salesman Arrested for Alleged Insurance Fraud and Financial Exploitation of an Elderly Person
17.  8-29-2017 Alabama Veterans Face a Serious Threat: Financial Scammers
18.  8-25-2017 Community Education Program for Seniors. Special Guest U.S Rep. Bradley Byrnes Addresses Key Issues
19.  8-18-2017 Alabama Legislature Passes Bill to Modernize Regulation of Money Transfers (Effective August 1, 2017)
20.  6-21-2017 Henry County Resident (Benjamin Wayne Morehead) Arrested for Alleged Alabama Securities Act Violations
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