News Releases
Links to older news articles can be found in the News Archives Section.

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 Date 
1.  10-30-2017 NASAA and Alabama Securities Commission Spotlights Warning Signs of Guardian Financial Abuse
2.  10-24-2017 Madison County, Alabama Woman Pleads Guilty, Sentenced for Illegal Investment Scheme
3.  10-11-2017 Alabama, Georgia Men Arrested for Alleged Violations of Alabama Securities Act
4.  9-26-2017 Alabama‚Äôs Joseph Borg Begins Third Term as NASAA President
5.  9-14-2017 INVESTOR ALERT: Alabama Securities Commission Issues Binary Options Advisory
6.  9-01-2017 Investor Alert: Watch Out for Scams in Wake of Hurricane Harvey
7.  9-01-2017 Muscle Shoals Insurance Salesman Arrested for Alleged Insurance Fraud and Financial Exploitation of an Elderly Person
8.  8-29-2017 Alabama Veterans Face a Serious Threat: Financial Scammers
9.  8-25-2017 Community Education Program for Seniors. Special Guest U.S Rep. Bradley Byrnes Addresses Key Issues
10.  8-18-2017 Alabama Legislature Passes Bill to Modernize Regulation of Money Transfers (Effective August 1, 2017)
11.  6-21-2017 Henry County Resident (Benjamin Wayne Morehead) Arrested for Alleged Alabama Securities Act Violations
12.  6-21-2017 Henry County Resident (Judy Kay Morehead) Arrested for Alleged Alabama Securities Act Violations
13.  6-21-2017 Henry County Resident (Stanley Wayne Morehead) Arrested for Alleged Alabama Securities Act Violations
14.  6-16-2017 Madison County Woman (Kimberly Joy Dixson Scott) Indicted for Violations of Alabama Securities Act
15.  6-14-2017 Alabama Securities Commission Recognizes World Elder Abuse Awareness Day
16.  5-25-2017 Auburn University Retiree Association (AURA) presents Wilford S. Bailey Award to Director, Joseph P. Borg
17.  5-25-2017 James W. Strickhausen of Baldwin County, Alabama, Arrested for Alleged Alabama Securities Act Violations.
18.  5-19-2017 Arizona Resident (Larry Busch) Pleads Guilty to Conspiracy to Commit Securities Fraud in Baldwin County, Alabama
19.  4-21-2017 Warren, Michigan Man (Robert Craig Rudder) Pleads Guilty to Conspiracy to Commit Securities Fraud
20.  3-02-2017 Michigan Man (Robert Craig Rudder) Arrested for Alleged Violations of Alabama Securities Act
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